Brokerage

The Trading Desk executes buy and sell orders for various financial instruments on behalf of clients or for the firm's own accounts. It operates across different asset classes and markets, employing sophisticated trading strategies and platforms to secure optimal execution prices and manage market risk. more...

The Risk Management unit monitors and controls various types of risk exposure within the brokerage, including market risk, credit risk, liquidity risk, and operational risk. It establishes risk policies, sets limits, and ensures compliance with regulatory capital requirements. more...

Client Services handles account management, onboarding, client communications, and support for retail and institutional clients. This unit serves as the primary interface between the brokerage firm and its customers, focusing on relationship management and service delivery. more...

The Compliance unit ensures adherence to regulatory requirements and internal policies across all brokerage operations. It monitors trading activities, maintains required records, submits regulatory reports, and implements controls to prevent market abuse and other violations. more...

The Operations unit handles post-trade processing, including trade confirmation, clearing, settlement, reconciliation, and corporate actions. It ensures the accurate and timely completion of transactions and maintains operational integrity of the brokerage's business processes. more...

This unit provides investment research, market analysis, and recommendations to clients and internal trading desks. It produces reports on securities, sectors, market trends, and economic conditions to support investment decision-making. more...

The Wealth Management unit provides personalized investment advice and portfolio management services to high-net-worth individuals and families. It focuses on holistic financial planning, including retirement planning, estate planning, and tax optimization strategies. more...

This unit manages the technology infrastructure supporting all brokerage operations, including data centers, networks, cybersecurity, application development, and system maintenance. It ensures system reliability, performance, and security while implementing new technologies to maintain competitive advantage. more...

This unit engages in trading activities using the firm's own capital, either as a market maker providing liquidity to markets by quoting buy and sell prices, or through proprietary trading strategies seeking to profit from market movements and arbitrage opportunities. more...