Broadridge Regulatory Reporting
from Broadridge Financial Solutions
This solution offers comprehensive regulatory solutions, including advanced data aggregation, processing, and reporting tools to help organizations meet stringent regulatory requirements.
Category:
Regulatory Reporting
in:
Compliance
Systems for automating the preparation and submission of required regulatory reports to supervisory authorities.
Analysis on right >
Regulatory Reporting analysis
Support, Maintenance & Vendor Management
(9 Yes /9 Known /10 Possible features)
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1. API Documentation and Developer Support
Comprehensive resources for integrating or extending the platform.
Comprehensive API documentation and developer support for integrations available.
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2. User Community and Forums
Access to peer support and shared best practices.
Access to customer forums and user community for knowledge-sharing.
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3. Third-party Audit Support
Assistance during regulatory or independent audits.
Support for regulatory and third-party audits is included.
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4. Custom SLAs
Can tailor SLAs to client-specific needs.
Custom SLAs can be negotiated according to institution needs.
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5. Onsite/Remote Training Options
Comprehensive product training for users and administrators.
Offers both onsite and remote training for user onboarding.
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6. Product Update Frequency
Average frequency of major product updates or patches.
No information available
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7. Self-service Knowledge Base
Online resources for common troubleshooting and FAQs.
Comprehensive online knowledge base for troubleshooting and FAQs.
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8. SLA-based Issue Resolution
Guaranteed response and resolution times as per SLA.
SLA-based response and issue resolution are available in commercial agreements.
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9. Dedicated Account Manager
Provides a single point of contact at the vendor.
Each client account is assigned a dedicated account manager.
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10. 24/7 Support Availability
Support team available round-the-clock for issue resolution.
Broadridge offers 24/7 support for critical regulatory reporting clients.
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Analytics & Business Intelligence
(8 Yes /8 Known /10 Possible features)
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User Experience & Usability
(6 Yes /6 Known /10 Possible features)
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Scalability & Performance
(4 Yes /4 Known /10 Possible features)
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Audit & Traceability
(6 Yes /6 Known /10 Possible features)
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Security & Access Control
(7 Yes /7 Known /10 Possible features)
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Automation & Workflow Management
(5 Yes /5 Known /10 Possible features)
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Data Quality & Validation
(6 Yes /6 Known /10 Possible features)
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Regulatory Compliance Coverage
(8 Yes /8 Known /10 Possible features)
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Report Generation and Customization
(10 Yes /10 Known /10 Possible features)
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Data Integration & Extraction
(9 Yes /9 Known /10 Possible features)
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Publicly available data.
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