FIS Surveillance & Supervision
from FIS Global
Detects potential advisor misconduct and breaches using automation and advanced analytics across transactions, communications, and account activities. Delivers customizable rule sets, exception reporting, and full audit trails.
Category:
Advisor Supervision Systems
Solutions for supervising advisor activities, reviewing client communications, monitoring outside business activities, and ensuring adherence to firm policies and regulatory requirements.
FIS Surveillance & Supervision
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