NICE Actimize Conduct & Compliance Suite
from NICE Actimize
Provides policy management, surveillance, employee personal account dealing (PAD), policy attestation, and conflict of interest monitoring for investment firms and brokerages. Enables automated policy enforcement and real-time alerts.
Category:
Policy Management Platforms
in:
Compliance
Systems for developing, distributing, and tracking acknowledgment of compliance policies and procedures across the organization.
NICE Actimize Conduct & Compliance Suite
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