Protegent Surveillance
from Protegent
A comprehensive compliance surveillance platform with audit trail capabilities. Features include trade monitoring, electronic communication review, advisor activity tracking, conflict detection, and detailed audit logs for all compliance activities and supervisory reviews.
Category:
Electronic Communications Surveillance
in:
Compliance
Tools that monitor email, chat, and voice communications for potential compliance violations or inappropriate content.
Protegent Surveillance
Category:
Trade Surveillance Systems
in:
Compliance
Software that monitors trading activities to detect potential market abuse, insider trading, front-running, and other prohibited practices using pattern recognition and anomaly detection.
Protegent Surveillance
Category:
Compliance Management
in:
Compliance
Platforms for managing the overall compliance program, including policy management, training, and regulatory change management.
Protegent Surveillance
Publicly available data, summarised using AI.
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