Compliance Management

AI-powered governance, risk, and compliance (GRC) platform with integrated regulations, control libr... more...

End-to-end compliance management platform with regulatory monitoring, employee compliance, personal ... more...

Real-time fraud detection, AML, KYC processes, case management tools, and regulatory reporting. Supp... more...

Data analytics platform for continuous auditing, data analysis, risk assessment, and fraud detection... more...

Comprehensive compliance management platform covering KYC processes, customer risk assessment, trans... more...

Regulatory compliance and risk management software for financial institutions. Provides transaction ... more...

A comprehensive suite of solutions designed to mitigate risk and enhance compliance across payment o... more...

Integrated AML compliance solution featuring 360° customer risk assessment, identity verification an... more...

Enterprise risk and compliance management platform providing integrated governance, risk, and compli... more...

A comprehensive compliance management platform that helps brokerage firms manage regulatory obligati... more...

Apiax's bank compliance software helps compliance teams save up to 80% of time spent on compliance m... more...

Cloud-based platform for assessing, monitoring, and managing risks associated with third-party vendo... more...

Enables planning and management of the audit lifecycle. Tracks audit trails of all actions, findings... more...

A governance, risk, and compliance (GRC) platform purpose-built for financial institutions including... more...

GRC-based compliance management solution that automates compliance workflows, reduces manual effort,... more...

AI-powered platform that automatically identifies regulatory obligations specific to your business, ... more...

An AI-powered regulatory compliance solution that automatically identifies regulatory obligations sp... more...

AI-enabled platform for centralizing legal and financial entity data with capabilities for real-time... more...

Third-Party Risk Management solution that automates vendor and third-party assessments, risk monitor... more...

Cloud-based platform for internal audit, risk management, and compliance, with tools for audit workf... more...

Compliance management solution that helps organizations manage regulatory requirements, internal con... more...

Policy management platform with document control, automated workflows, version history, real-time co... more...

Cloud-native RPA platform with document processing, task mining, and process intelligence. Includes ... more...

Cloud-based sales tax compliance software that automatically determines sales tax rates, calculates ... more...

Robust platform designed for regulatory compliance, data validation, risk analytics, and reporting t... more...

Semantic search and entity extraction platform for document intelligence. Performs contract analytic... more...

An integrated compliance operating system providing digital KYC/KYB, transaction monitoring, digital... more...

AI-powered platform for identity screening, customer and vendor onboarding, and know your customer (... more...

All-in-one compliance platform combining KYC (Know Your Customer), KYB (Know Your Business), and AML... more...

Comprehensive corporate performance management platform incorporating financial consolidation, close... more...

Centralized tax data management solution offering compliance automation, tax provision calculation, ... more...

End-to-end AML/KYC compliance platform providing client screening, transaction monitoring, suspiciou... more...

A comprehensive cyber risk management and compliance platform that enables organizations to identify... more...

Portfolio monitoring and governance solution for digital asset custodians and institutional investor... more...

Blockchain investigation and intelligence platform that enables compliance teams and investigators t... more...

Data governance platform tailored for banking with industry-specific templates for regulatory compli... more...

A robust tool for automating compliance processes and regulatory submissions, designed to enhance tr... more...

Streamlines the risk assessment process, manages compliance obligations, and monitors key risk indic... more...

Regulatory compliance and quality control platform for mortgage lending, covering document review, q... more...

Compliance monitoring, risk management, and regulatory reporting solutions for financial institution... more...

AI-powered RegTech solution that automates regulatory monitoring, change management, and compliance ... more...

AI-powered module for monitoring and managing regulatory changes. Provides real-time regulatory upda... more...

Automated transaction monitoring and activity surveillance system that monitors financial transactio... more...

Cloud-based compliance platform providing AML/KYC solutions, regulatory reporting, risk management, ... more...

Comprehensive vendor and third-party risk management platform offering vendor assessment, built-in v... more...

Automates policy management, regulatory tracking, mandatory employee disclosures, case management, a... more...

Cloud-based policy management with automated distribution, attestation tracking, version control, po... more...

Compliance management platform hosted on Microsoft SharePoint that streamlines policy, procedure, an... more...

Policy management and enterprise risk management software that empowers employees to understand and ... more...

Enterprise GRC (Governance, Risk, and Compliance) platform enabling organizations to manage regulato... more...

End-to-end digital accessibility compliance and document workflow automation solutions that help org... more...

Experion Global specializes in creating custom financial services risk management software designed ... more...

Comprehensive Governance, Risk, and Compliance (GRC) platform providing integrated solutions for ris... more...

GRC platform that automates governance, risk, and compliance management by providing assessment, mea... more...

Immutable audit logs, full record traceability, and compliance-grade activity tracking for regulated... more...

Compliance management solution that helps organizations streamline regulatory compliance processes. ... more...

Unified audit, risk, and compliance platform that includes tamper-proof audit trails of every system... more...

A compliance document management platform that tracks certificates of insurance and related document... more...

Automated evidence collection, control monitoring, and audit-ready documentation across multiple com... more...

Enterprise-grade governance, risk, and compliance platform that unifies controls, policies, risks, a... more...

Secure portal for sharing security posture, compliance documentation, and continuous proof of contro... more...

Integrated compliance and ethics platform including whistleblowing and case management, third-party ... more...

ESG and sustainability reporting platform for CSRD compliance, CO2 footprint calculation, double mat... more...

A compliance platform designed to help regulated financial services firms manage and adapt to changi... more...

LogicManager ERM is a comprehensive enterprise risk management platform that helps banks, credit uni... more...

Holistic financial crime risk management solution combining AML, KYC, transaction monitoring, and co... more...

A suite of solutions for automating compliance processes, reducing fraud risk, and ensuring regulato... more...

A comprehensive compliance solution designed to help banks manage regulatory obligations, automate c... more...

Filing and compliance service for Beneficial Ownership Information (BOI) reports required under the ... more...

White-label software solution for accounting firms, legal firms, and other B2B entities to manage cl... more...

Institutional client reporting software providing asset managers and insurers with comprehensive, ac... more...

FinregE is an AI-native platform built to support the full regulatory lifecycle, from monitoring reg... more...

Document management and compliance workflow platform that enables financial institutions to manage r... more...

Entity management and regulatory compliance software providing document automation, compliance monit... more...

HighBond combines all audit, risk, and compliance programs into a single platform. Features include ... more...

A comprehensive compliance operations platform that helps financial services and regulated organizat... more...

Enterprise risk management solution with AI capabilities for integrated risk management across opera... more...

Governance, risk, and compliance management platform that utilizes AI to automate stress testing, sc... more...

AI-powered identity verification platform with document scanning, facial recognition, liveness detec... more...

Compliance management platform that supports over 100 frameworks including ISO 27001, ISO 42001, NIS... more...

IT governance, compliance, and document retention platform for financial services and legal firms. P... more...

Integrated CRM and compliance platform designed for banks, wealth managers, and investment firms. Co... more...

Collaborative GRC platform for financial institutions that streamlines IT risk assessments, third-pa... more...

Intelligent automation and process optimization platform that combines document capture, workflow ma... more...

Compliance monitoring and oversight platform providing full visibility of compliance programs, progr... more...

Comprehensive suite of data-driven risk intelligence solutio... more...

Governance, Risk, and Compliance platform enabling organizations to manage enterprise risks, complia... more...

MEGARA offers modular, scalable regulatory reporting solutions supporting insurance-specific framewo... more...

Real-time compliance monitoring solution that manages regulatory obligations, surveys, policy attest... more...

Cloud-native integrated governance, risk, compliance, and audit platform. Provides automated workflo... more...

Secure, compliant mobile collaboration platform for wealth advisors and their clients. Features incl... more...

Integrated compliance and risk management platform offering policy management, risk assessment, thir... more...

Manages vendor and third-party risk through continuous assessment, monitoring, and compliance tracki... more...

Compliance training platform delivering ethics, regulatory, and risk awareness training. Tracks trai... more...

Financial crime and fraud detection platform for AML, KYC, transaction monitoring, and sanctions com... more...

AI-driven financial crime, risk, and compliance platform offering anti-money laundering, fraud detec... more...

Regulatory compliance, audit, and policy management platform for financial institutions more...

Integrated risk management and compliance platform for vendor management, due diligence, contract re... more...

Fully integrated and automated custody and depositary services platform for investment management, w... more...

Information governance platform with document management, records management, workflow automation, a... more...

Automated end-to-end compliance and risk management solution for financial services firms. Includes ... more...

End-to-end ESG management platform designed for regulatory compliance and governance in financial in... more...

Governance, risk, and compliance platform with specialized features for pension fund governance. Inc... more...

Integrated privacy and governance platform that handles data governance, consent management, vendor ... more...

Comprehensive GRC software that automates risk management, compliance, and business continuity proce... more...

Centralized management of operational risks, automated reporting, risk assessment frameworks, incide... more...

A powerful audit management software that allows organizations to manage audit engagements, includin... more...

AI-powered discovery and monitoring platform that ensures regulatory and brand compliance across all... more...

Automated workflows for policy creation, approval, distribution, attestation, and tracking. Provides... more...

Policy and compliance management platform with centralized document storage, automated workflows, em... more...

Policy and procedure management platform enabling organizations to create, distribute, track acknowl... more...

Complete data integration, quality, and governance toolkit w... more...

An integrated governance, risk, and compliance (GRC) platform that leverages AI-powered automation t... more...

Workflow automation, electronic forms, document management, client onboarding automation, approval p... more...

A SaaS platform that helps organizations identify, assess, and remediate risks posed by third-party ... more...

Banking analytics and regulatory compliance platform designed to help banks and financial institutio... more...

A comprehensive compliance surveillance platform with audit trail capabilities. Features include tra... more...

A suite designed to assist financial service firms in managing regulatory compliance and reporting r... more...

Infrastructure as code and compliance automation platform with configuration management, continuous ... more...

Comprehensive SaaS-based GRC platform enabling insurance companies and banks to manage enterprise ri... more...

Automated enterprise financial crime risk assessment solution with full auditability, repeatability,... more...

Allows financial and pension organizations to document, manage, and monitor regulatory requirements,... more...

AI and blockchain-powered SaaS platform for automating record management, document governance, and c... more...

Offers solutions for transaction monitoring, Know Your Customer (KYC) compliance, and anti-money lau... more...

Continuous controls monitoring platform that automates governance, risk, and compliance (GRC) proces... more...

An intuitive platform that automates compliance reporting, risk assessments, and audit trails, makin... more...

No-code GRC and AML platform that orchestrates KYC, transaction monitoring, and risk management work... more...

RegTrack is a compliance management system that helps you stay on the right side of the law. Track c... more...

Regology helps banks and financial institutions stay ahead of evolving regulations in AML, BSA, cons... more...

Enterprise risk and compliance management software that automates regulatory reporting, vendor risk ... more...

Comprehensive policy lifecycle management with automated reviews and approvals, exception handling, ... more...

Enterprise risk management and GRC platform integrating AI-powered tools for compliance, cyber risk,... more...

RiskLedger is a third-party risk management platform that enables organizations to assess supplier s... more...

Facilitates accurate and timely regulatory reporting through advanced analytics, robust data managem... more...

Third-party vendor risk management and due diligence platform for financial institutions, providing ... more...

Vendor management and third-party risk assessment platform providing compliance verification, risk m... more...

Legal and regulatory information service covering product governance requirements across multiple ju... more...

Compliance and operational risk management software that helps wealth management firms, hedge funds,... more...

Unified autonomous cyber risk management platform for cyber risk quantification, continuous threat e... more...

Monitors regulatory requirements, automates policy management and tracks compliance controls. Provid... more...

Modular GRC system with compliance mapping, regulatory intelligence, incident management, internal c... more...

Comprehensive GRC platform tailored for financial institutions, including fund managers. Features in... more...

Adverse media monitoring solution for comprehensive financial crime risk assessment and regulatory c... more...

Helps manage regulatory compliance with integrated risk management and regulatory reporting capabili... more...

AI-powered electronic communications surveillance platform that monitors email, chat, voice and mess... more...

This tool facilitates regulatory monitoring, automated policy management, and audit capabilities for... more...

Offers multi-asset, multi-market surveillance for detection of market abuse, manipulation, and insid... more...

An AI-powered compliance audit software platform designed to streamline audits, automate audit workf... more...

AI-driven integrated platform for financial crime prevention, combining AML transaction monitoring, ... more...

Comprehensive compliance monitoring and supervision system that enables financial firms to monitor a... more...

AI-powered, cloud-native AML compliance platform that automates KYC/Know Your Customer verification ... more...

Smartria's comprehensive suite of features, such as oversight reporting, CRM integrations, and encry... more...

Includes capabilities for audit trails, document management, and reporting compliance. Facilitates c... more...

Integrated governance, risk, and compliance platform covering regulatory reporting, policy managemen... more...

Comprehensive cloud platform for environmental health & safety (EHS), sustainability, product stewar... more...

Governance, risk, and compliance automation platform that helps organizations streamline compliance ... more...

Third-party risk management and vendor risk assessment platform enabling organizations to identify, ... more...

AI-powered governance, risk and compliance platform with Gracie AI, covering compliance management, ... more...

Integrated compliance solution that provides transaction monitoring, customer screening, and regulat... more...

Proactively manage compliance requirements. Our software helps to identify, schedule, and track impo... more...

Enterprise third-party risk management solution that automates vendor risk assessments, due diligenc... more...

Real-time monitoring of global regulatory changes, customiza... more...

Provides comprehensive regulatory content, tracking of regulatory changes, horizon scanning, automat... more...

Vendor Risk Management Software providing comprehensive compliance tracking and regulatory requireme... more...

Vendor management and compliance automation platform that centralizes vendor information, automates ... more...

Unified platform for consent management, privacy compliance, and AI data governance. Includes Web CM... more...

Automates compliance tracking, creates and assigns regulatory obligations, facilitates real-time mon... more...

Cloud-based governance, risk and compliance (GRC) platform that automates compliance management, pol... more...

Governance, risk and compliance technology platform designed to help organizations monitor complianc... more...

Web-based screening solution against OFAC and global sanctions watchlists, enabling compliance with ... more...

Database-driven RegTech platform that provides subscribers with accurate topic-driven surveys and au... more...

AI-powered legal search assistant that leverages large language models and natural language processi... more...

Compliance automation and oversight platform providing automated attestations, reminders, and tracki... more...

RiskOptics' flagship product, ZenGRC, offers a comprehensive solution for governance, risk and compl... more...

Streamlined policy management with document control, automated workflow, version control, attestatio... more...

Cloud-based banking platform integrating commercial lending, deposit account opening, customer onboa... more...

AML, KYC, CDD/EDD, screening with real-time onboarding, adverse media, sanctions, audit and workflow... more...