Compliance Management

AI-powered governance, risk, and compliance (GRC) platform with integrated regulations, control libr... more...

Real-time fraud detection, AML, KYC processes, case management tools, and regulatory reporting. Supp... more...

Data analytics platform for continuous auditing, data analysis, risk assessment, and fraud detection... more...

Comprehensive compliance management platform covering KYC processes, customer risk assessment, trans... more...

AI-enabled EUC risk management with automated EUC candidate identification, inventory risk assessmen... more...

Cybersecurity risk assessment and management platform designed for financial institutions, helping i... more...

Regulatory compliance and risk management software for financial institutions. Provides transaction ... more...

Comprehensive document accessibility platform that automates the transformation of documents into ac... more...

A comprehensive suite of solutions designed to mitigate risk and enhance compliance across payment o... more...

Cloud-based solution for automating regulatory reporting and compliance workflows for financial inst... more...

Enterprise risk and compliance management platform providing integrated governance, risk, and compli... more...

Apiax's bank compliance software helps compliance teams save up to 80% of time spent on compliance m... more...

Cloud-based platform for assessing, monitoring, and managing risks associated with third-party vendo... more...

Enables planning and management of the audit lifecycle. Tracks audit trails of all actions, findings... more...

A governance, risk, and compliance (GRC) platform purpose-built for financial institutions including... more...

GRC-based compliance management solution that automates compliance workflows, reduces manual effort,... more...

AI-powered platform that automatically identifies regulatory obligations specific to your business, ... more...

An AI-powered regulatory compliance solution that automatically identifies regulatory obligations sp... more...

AI-enabled platform for centralizing legal and financial entity data with capabilities for real-time... more...

Third-Party Risk Management solution that automates vendor and third-party assessments, risk monitor... more...

Cloud-based platform for internal audit, risk management, and compliance, with tools for audit workf... more...

Compliance management solution that helps organizations manage regulatory requirements, internal con... more...

Policy management platform with document control, automated workflows, version history, real-time co... more...

AI-powered conversation intelligence platform that records, transcribes, and analyzes customer inter... more...

An internal audit management module within Connected Risk designed to help audit teams prioritize ri... more...

Cloud-native RPA platform with document processing, task mining, and process intelligence. Includes ... more...

Robust platform designed for regulatory compliance, data validation, risk analytics, and reporting t... more...

Semantic search and entity extraction platform for document intelligence. Performs contract analytic... more...

An integrated compliance operating system providing digital KYC/KYB, transaction monitoring, digital... more...

All-in-one compliance platform combining KYC (Know Your Customer), KYB (Know Your Business), and AML... more...

Comprehensive corporate performance management platform incorporating financial consolidation, close... more...

Centralized tax data management solution offering compliance automation, tax provision calculation, ... more...

End-to-end AML/KYC compliance platform providing client screening, transaction monitoring, suspiciou... more...

AI-powered platform for financial crime detection and compliance, specializing in anti-money launder... more...

A comprehensive cyber risk management and compliance platform that enables organizations to identify... more...

Blockchain investigation and intelligence platform enabling investigators and compliance teams to tr... more...

Data governance platform tailored for banking with industry-specific templates for regulatory compli... more...

A robust tool for automating compliance processes and regulatory submissions, designed to enhance tr... more...

Streamlines the risk assessment process, manages compliance obligations, and monitors key risk indic... more...

Regulatory compliance and quality control platform for mortgage lending, covering document review, q... more...

Suite of tools designed to support compliance teams and clients on the journey to regulatory excelle... more...

Compliance monitoring, risk management, and regulatory reporting solutions for financial institution... more...

AI-powered RegTech solution that automates regulatory monitoring, change management, and compliance ... more...

AI-powered module for monitoring and managing regulatory changes. Provides real-time regulatory upda... more...

Tool for conducting risk assessments, audits, and managing c... more...

Comprehensive compliance management platform offering audit management, risk management, policy mana... more...

Software-style observability platform that collects metadata on end-user experiences across digital ... more...

Cloud-based Governance, Risk and Compliance (GRC) platform designed by compliance specialists to str... more...

AI-powered contract management and vendor agreement platform offering contract repository, automated... more...

A comprehensive GRC platform designed to help regulated financial services firms manage governance, ... more...

Automates policy management, regulatory tracking, mandatory employee disclosures, case management, a... more...

Cloud-based policy management with automated distribution, attestation tracking, version control, po... more...

Comprehensive compliance management platform available on Microsoft SharePoint and Microsoft Azure c... more...

Policy management and enterprise risk management software that empowers employees to understand and ... more...

Enterprise-grade Business Management Platform (BMP) enabling organizations to create a digital twin ... more...

AI-powered IRS 990 form filing, state sales tax refund processing, and group exemption management fo... more...

Experion Technologies specializes in creating custom financial services risk management software des... more...

Comprehensive Governance, Risk, and Compliance (GRC) platform providing integrated solutions for ris... more...

GRC platform that automates governance, risk, and compliance management by providing assessment, mea... more...

Patented SaaS platform integrating cybersecurity, governance risk and compliance (GRC), managed dete... more...

Framework mapping, evidence linking, and audit-ready dossier generation for regulated enterprises ac... more...

Institutional-grade custody services for digital assets more...

Compliance management solution that streamlines regulatory compliance processes including regulatory... more...

Unified audit, risk, and compliance platform providing tamper-proof audit trails of every system eve... more...

AI-native third-party risk management solution delivering vendor onboarding, profiling, assessment w... more...

A compliance document management platform that tracks certificates of insurance and related document... more...

AI governance solution that discovers AI agents running in the environment, enforces policies before... more...

AI-powered automation of security and compliance questionnaire responses with continuous learning fr... more...

Centralized audit management platform that streamlines preparation and execution of audits with comp... more...

Automated evidence collection, control monitoring, and audit-ready documentation across multiple com... more...

Enterprise-grade governance, risk, and compliance platform that unifies controls, policies, risks, a... more...

Secure portal for sharing security posture, compliance documentation, and continuous proof of contro... more...

Integrated compliance and ethics platform including whistleblowing and case management, third-party ... more...

Digital whistleblowing system with secure intake, intuitive case management, multi-channel reporting... more...

Data privacy management platform for GDPR compliance, data subject requests, AI governance, and data... more...

Integrated monitoring and accountability solution providing server-based auditing, intelligent audit... more...

Automated discovery and risk assessment module for identifying end-user computing applications inclu... more...

Standardized model and EUC documentation platform with no-code customization, risk tiering, workflow... more...

LogicManager ERM is a comprehensive enterprise risk management platform that helps banks, credit uni... more...

Entity management software giving visibility into entity and compliance status, with automated annua... more...

Third Party Risk Management (TPRM) software that mitigates supplier and vendor risks across the comp... more...

Holistic financial crime risk management solution combining AML, KYC, transaction monitoring, and co... more...

A suite of solutions for automating compliance processes, reducing fraud risk, and ensuring regulato... more...

A comprehensive compliance solution designed to help banks manage regulatory obligations, automate c... more...

Tunes AI lending models to reduce disparities for protected groups without increasing risk. more...

Filing and compliance service for Beneficial Ownership Information (BOI) reports required under the ... more...

White-label software solution for accounting firms, legal firms, and other B2B entities to manage cl... more...

Institutional client reporting software providing asset managers and insurers with comprehensive, ac... more...

FinregE is an AI-native platform built to support the full regulatory lifecycle, from monitoring reg... more...

Document management and compliance workflow platform that enables financial institutions to manage r... more...

Integrated governance, risk and compliance platform covering enterprise risk, internal control, corp... more...

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Governance, risk and compliance platform that maps risks, objectives, regulations and frameworks for... more...

Regulatory compliance solution offering a live, searchable copy of the FCA Handbook and global finan... more...

Entity management and regulatory compliance software providing document automation, compliance monit... more...

HighBond combines all audit, risk, and compliance programs into a single platform. Features include ... more...

A comprehensive compliance operations platform that helps financial services and regulated organizat... more...

Governance, risk, and compliance management platform that utilizes AI to automate stress testing, sc... more...

Compliance management platform that supports over 100 frameworks including ISO 27001, ISO 42001, NIS... more...

IT governance, compliance, and document retention platform for financial services and legal firms. P... more...

A powerful audit management software that allows organizations to manage audit engagements, includin... more...

Post-trade risk management system with limit monitoring capabilities, exposure calculations, and mul... more...

Integrated CRM and compliance platform designed for banks, wealth managers, and investment firms. Co... more...

Collaborative GRC platform for financial institutions that streamlines IT risk assessments, third-pa... more...

Intelligent automation and process optimization platform that combines document capture, workflow ma... more...

Compliance monitoring and oversight platform providing full visibility of compliance programs, progr... more...

Comprehensive suite of data-driven risk intelligence solutio... more...

Software for researching, applying for, managing and renewing business licences, powered by the Comp... more...

Governance, Risk, and Compliance platform enabling organizations to manage enterprise risks, complia... more...

MEGARA offers modular, scalable regulatory reporting solutions supporting insurance-specific framewo... more...

Service to identify and eliminate merchant missteps that could trigger chargebacks more...

Real-time compliance monitoring solution that manages regulatory obligations, surveys, policy attest... more...

Cloud-native integrated governance, risk, compliance, and audit platform. Provides automated workflo... more...

Secure, compliant mobile collaboration platform for wealth advisors and their clients. Features incl... more...

Integrated compliance and risk management platform offering policy management, risk assessment, thir... more...

Manages vendor and third-party risk through continuous assessment, monitoring, and compliance tracki... more...

Compliance training platform delivering ethics, regulatory, and risk awareness training. Tracks trai... more...

Financial crime and fraud detection platform for AML, KYC, transaction monitoring, and sanctions com... more...

AI-driven financial crime, risk, and compliance platform offering anti-money laundering, fraud detec... more...

Regulatory compliance, audit, and policy management platform for financial institutions more...

Integrated risk management and compliance platform for vendor management, due diligence, contract re... more...

Fully integrated and automated custody and depositary services platform for investment management, w... more...

Information governance platform with document management, records management, workflow automation, a... more...

Automated end-to-end compliance and risk management solution for financial services firms. Includes ... more...

End-to-end ESG management platform designed for regulatory compliance and governance in financial in... more...

Governance, risk, and compliance platform with specialized features for pension fund governance. Inc... more...

Integrated privacy and governance platform that handles data governance, consent management, vendor ... more...

Comprehensive GRC software that automates risk management, compliance, and business continuity proce... more...

Centralized management of operational risks, automated reporting, risk assessment frameworks, incide... more...

AI-powered discovery and monitoring platform that ensures regulatory and brand compliance across all... more...

Automated workflows for policy creation, approval, distribution, attestation, and tracking. Provides... more...

Policy and compliance management platform with centralized document storage, automated workflows, em... more...

Policy and procedure management platform enabling organizations to create, distribute, track acknowl... more...

Complete data integration, quality, and governance toolkit w... more...

An integrated governance, risk, and compliance (GRC) platform that leverages AI-powered automation t... more...

Workflow automation, electronic forms, document management, client onboarding automation, approval p... more...

A SaaS platform that helps organizations identify, assess, and remediate risks posed by third-party ... more...

Banking analytics and regulatory compliance platform designed to help banks and financial institutio... more...

A comprehensive compliance surveillance platform with audit trail capabilities. Features include tra... more...

A suite designed to assist financial service firms in managing regulatory compliance and reporting r... more...

Detects variables that act as proxies for protected classes in lending models. more...

Infrastructure as code and compliance automation platform with configuration management, continuous ... more...

Comprehensive SaaS-based GRC platform enabling insurance companies and banks to manage enterprise ri... more...

Automated enterprise financial crime risk assessment solution with full auditability, repeatability,... more...

Allows financial and pension organizations to document, manage, and monitor regulatory requirements,... more...

Tracks ownership and leadership for corporations, nonprofits and LLCs. more...

AI and blockchain-powered SaaS platform for automating record management, document governance, and c... more...

Offers solutions for transaction monitoring, Know Your Customer (KYC) compliance, and anti-money lau... more...

Continuous controls monitoring platform that automates governance, risk, and compliance (GRC) proces... more...

An intuitive platform that automates compliance reporting, risk assessments, and audit trails, makin... more...

No-code GRC and AML platform that orchestrates KYC, transaction monitoring, and risk management work... more...

RegTrack is a compliance management system that helps organizations stay compliant with regulatory r... more...

Regly is an AI-powered compliance platform for fintechs. Regly Compliance covers policy management, ... more...

Regology helps banks and financial institutions stay ahead of evolving regulations in AML, BSA, cons... more...

Enterprise risk and compliance management software that automates regulatory reporting, vendor risk ... more...

Comprehensive policy lifecycle management with automated reviews and approvals, exception handling, ... more...

Enterprise risk management and GRC platform integrating AI-powered tools for compliance, cyber risk,... more...

RiskLedger is a third-party risk management platform that enables organizations to assess supplier s... more...

Facilitates accurate and timely regulatory reporting through advanced analytics, robust data managem... more...

Third-party vendor risk management and due diligence platform for financial institutions, providing ... more...

Vendor management and third-party risk assessment platform providing compliance verification, risk m... more...

Compliance and operational risk management software that helps wealth management firms, hedge funds,... more...

Unified autonomous cyber risk management platform for cyber risk quantification, continuous threat e... more...

Monitors regulatory requirements, automates policy management and tracks compliance controls. Provid... more...

Modular GRC system with compliance mapping, regulatory intelligence, incident management, internal c... more...

Adverse media monitoring solution for comprehensive financial crime risk assessment and regulatory c... more...

Helps manage regulatory compliance with integrated risk management and regulatory reporting capabili... more...

AI-powered electronic communications surveillance platform that monitors email, chat, voice and mess... more...

This tool facilitates regulatory monitoring, automated policy management, and audit capabilities for... more...

A comprehensive suite designed to manage compliance processes, automate reporting, and ensure adhere... more...

An end-to-end compliance automation and audit management platform that helps organizations manage co... more...

An AI-powered compliance audit software platform designed to streamline audits, automate audit workf... more...

Compliance and security platform that automates compliance management, security controls assessment,... more...

AI-driven integrated platform for financial crime prevention, combining AML transaction monitoring, ... more...

Enterprise workflow automation platform with knowledge management, document management, integrated w... more...

Cloud-based workflow automation and enterprise service management platform including IT Service Mana... more...

A bank-grade document management system that serves as a control layer to reduce compliance exposure... more...

Comprehensive compliance monitoring and supervision system that enables financial firms to monitor a... more...

Unified compliance hub integrating AML, KYC, and transaction monitoring for financial institutions. ... more...

AI-powered contract management software that automates contract creation, negotiation, execution, an... more...

AI-powered, cloud-native AML compliance platform that automates KYC/Know Your Customer verification ... more...

Unified compliance monitoring for digital communications, surveillance, policy management, retention... more...

Compliance management platform with features including oversight reporting, CRM integrations, and en... more...

Includes capabilities for audit trails, document management, and reporting compliance. Facilitates c... more...

Cloud-based spend management solution providing corporate card issuance, real-time expense tracking,... more...

Integrated governance, risk, and compliance platform covering regulatory reporting, policy managemen... more...

Comprehensive cloud platform for environmental health & safety (EHS), sustainability, product stewar... more...

Governance, risk, and compliance automation platform that helps organizations streamline compliance ... more...

Third-party risk management and vendor risk assessment platform enabling organizations to identify, ... more...

AI-powered governance, risk and compliance platform with Gracie AI, covering compliance management, ... more...

Integrated compliance solution that provides transaction monitoring, customer screening, and regulat... more...

TMG helps organizations manage cyber risk, align with leading frameworks, and build practical compli... more...

Blockchain transaction monitoring and investigation tools for detecting illicit activity on cryptocu... more...

A GRC platform that helps financial institutions manage compliance requirements, track regulatory ob... more...

Tracks federal, state and local tax registrations and exemptions, and stores tax account and identif... more...

Digital workflow solutions for wealth management and advisory operations: client onboarding, KYC, ri... more...

Purpose-built compliance platform for modern collaboration tools including Zoom, Microsoft Teams, We... more...

Enterprise third-party risk management solution that automates vendor risk assessments, due diligenc... more...

Real-time monitoring of global regulatory changes, customiza... more...

Provides comprehensive regulatory content, tracking of regulatory changes, horizon scanning, automat... more...

Regulatory technology platform leveraging machine learning and AI for financial crime compliance, in... more...

Vendor Risk Management Software providing comprehensive compliance tracking and regulatory requireme... more...

Cloud-based compliance management and regulatory reporting platform designed for banks, fintechs, an... more...

Financial infrastructure platform enabling financial institutions and fintechs to launch digital ban... more...

Integrated privacy compliance and data governance platform enabling organizations to manage privacy ... more...

Vendor management and compliance automation platform that centralizes vendor information, automates ... more...

Enterprise risk assessment and due diligence platform for evaluating customer and counterparty risk... more...

Unified platform for consent management, privacy compliance, and AI data governance. Includes Web CM... more...

Automates compliance tracking, creates and assigns regulatory obligations, facilitates real-time mon... more...

Cloud-based governance, risk and compliance (GRC) platform that automates compliance management, pol... more...

Vanta automates SOC 2, HIPAA, ISO 27001, PCI DSS, and GDPR compliance certification through continuo... more...

Vendor risk management platform helping financial institutions assess, monitor, and mitigate third-p... more...

Governance, risk and compliance technology platform designed to help organizations monitor complianc... more...

All-in-one risk and compliance platform for cyber and data protection. Features real-time monitoring... more...

A regulatory intelligence platform that monitors regulatory changes, provides compliance insights, a... more...

Vendor management and supply chain risk platform that helps financial services organizations manage ... more...

Database-driven RegTech platform that provides subscribers with accurate topic-driven surveys and au... more...

AI-powered legal search assistant that leverages large language models and natural language processi... more...

Audit management solution for planning, executing, documenting, and reporting internal and external ... more...

Excel plugin for spreadsheet analysis providing visual error checks across 60 criteria, formula and ... more...

Institutional platform for digital asset management, compliance, and transaction monitoring more...

Compliance automation and oversight platform providing automated attestations, reminders, and tracki... more...

Claims management and transparency solution for healthcare providers and payers. more...

RiskOptics' flagship product, ZenGRC, offers a comprehensive solution for governance, risk and compl... more...

Comprehensive GRC platform offering policy management, compliance tracking, audit facilitation, and ... more...

Streamlined policy management with document control, automated workflow, version control, attestatio... more...

Audit automation platform that scans existing documentation and automatically answers audit question... more...

A comprehensive regulatory compliance and accounting platform that helps financial services organiza... more...

Omnichannel customer communications platform that enables delivery of personalized, accessible commu... more...

Real-time political contribution monitoring and intelligence platform to ensure pay-to-play complian... more...

Cloud-based banking platform integrating commercial lending, deposit account opening, customer onboa... more...

AML, KYC, CDD/EDD, screening with real-time onboarding, adverse media, sanctions, audit and workflow... more...