RegEd
RegEd offers an enterprise compliance management platform featuring over 20 integrated solutions for broker-dealers and investment advisers. Key capabilities include branch audit management, trade supervision, account monitoring, and conflict-of-interest tracking, all designed to streamline FINRA compliance and case management.
Contact RegEd
Email: sales@reged.com
Phone: +1 800-334-8322
Web: https://www.reged.com/
Products
Comprehensive policy management solution with automated workflows, attestation tracking, version con... more...
Comprehensive advisor supervision platform that enables firms to automate branch audits, compliance ... more...
Comprehensive compliance management platform with regulatory change tracking, automated alerts, and ... more...